
	Mr. Arnold serves as chief financial officer for LPL Financial. He is responsible for formulating financial policy, leading the company&rsquo;s capital management efforts, and ensuring the effectiveness of the organization&rsquo;s financial functions&mdash;accounting, treasury, internal audit, and investor relations. Before assuming this role in 2012, he was managing director, head of strategy, with responsibility for developing our long-term strategic plans and assessing the trends prevalent in our industry. He has also served as divisional president of our Institution Services business. Mr. Arnold joined our firm in January 2007 following our acquisition of UVEST. Prior to joining us, Mr. Arnold worked at UVEST for 13 years, serving most recently as president and chief operating officer. Mr. Arnold is a graduate of Auburn University and holds an M.B.A. in finance from Georgia State University.

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